Natalie Veronica Noel
Barataria
Summary
Experienced compliance professional with over 10 years in the financial industry, specializing in AML, CFT, CPF, and FATCA. Proven expertise in regulatory compliance, complemented by proven leadership skills. Ready to contribute a wealth of knowledge to ensure adherence to industry regulations and standards.
Overview
15
15
years of professional experience
Work History
Senior Compliance Specialist
Maritime Life (Caribbean) Limited
04.2024 - Current
- Oversee and implement strategies to ensure good corporate governance
- Monitor changes in relevant legislation or regulations and implement strategies to address same.
- Prepare periodic reports summarizing compliance activity for the Board.
- Develop and implement strategies necessary for minimizing risk of non-compliance.
- Develop and implement compliance policies, procedures, and processes to ensure organizational adherence to applicable laws and regulations.
Compliance Administrator
Maritime Life (Caribbean) Limited
08.2017 - 03.2024
- Supervise, manage and evaluate assignments executed by Compliance Assistants
- Develop and implement internal policies and procedures to ensure compliance with applicable laws and regulations.
- Coordinate and lead compliance reviews throughout the Group
- Coordinate Risk Based Assessments
- Champion the implementation of a progressive due diligence system
- Develop and deliver AML/CFT training sessions
- Contribute to the strategic development of Unit plans
- Revise and elevate Compliance Programmes
- Formulate and refine FATCA Compliance Framework
- Ensure adherence to deadlines in optimizing regulatory and operational performance.
Compliance Assistant
Maritime Life (Caribbean) Limited
09.2014 - 07.2017
- Fulfilled requests to regulators and other supervisory bodies as it relates to all Companies within the Group
- Conducted AML/CFT training sessions
- Prepared Compliance Reports to the Board of Directors
- Conducted reviews of the adherence to policies and procedure within the Group
- Reviewed reports aimed at detecting structuring and unusual transactions etc
- Formulated correspondences to Team Members in instances of breaches in policies and procedures
- Conducted investigations
Junior Audit Assistant
Maritime Life (Caribbean)Limited
11.2012 - 08.2014
- Conducted audits throughout the organization
- Planned and executed cash counts
- Supervised staff during stock counts
- Formulated procedures within the Audit Unit
- Conducted investigations
Volunteer tutor
Cyril Ross Children’s Home
09.2009 - 01.2012
- Developed lesson plans
- Tutored S.E.A students
Education
Associate Life Management Institute -
LOMA
09-2023
Certified Anti-Money Laundering Specialist (ACAMS)
ACAMS
07-2022
Bachelor of Science - Accounting
University of the West Indies
02.2013
8 CAPE A’Levels -Accounting I &II, Management of B
Bishop Anstey High School
POS06-2009
Skills
- Policy Development
- Corporate Governance Requirements
- Compliance Monitoring
- Training Delivery
- Compliance reviews
- Regulatory & Legislative Knowledge
- Investigative Techniques
- Proficient in; Microsoft Word, Excel, PowerPoint and Access
Affiliations
Association of Compliance Professionals Trinidad and Tobago
Fraud, Regulatory and Anti-Money Laundering and Compliance Committee (FRACC)-Association of Trinidad and Tobago Insurance Companies
EMPLOYEE AWARDS / HONOURS:
Valued Team Member-2019 to Present
Employee of the Quarter- Q3 2019
High Performer Employee Award -2013, 2015, 2017 & 2018
CEO’s Commendation -2016 & 2021
Timeline
Senior Compliance Specialist
Maritime Life (Caribbean) Limited
04.2024 - Current
Compliance Administrator
Maritime Life (Caribbean) Limited
08.2017 - 03.2024
Compliance Assistant
Maritime Life (Caribbean) Limited
09.2014 - 07.2017
Junior Audit Assistant
Maritime Life (Caribbean)Limited
11.2012 - 08.2014
Volunteer tutor
Cyril Ross Children’s Home
09.2009 - 01.2012
Associate Life Management Institute -
LOMA
Certified Anti-Money Laundering Specialist (ACAMS)
ACAMS
Bachelor of Science - Accounting
University of the West Indies
8 CAPE A’Levels -Accounting I &II, Management of B
Bishop Anstey High School
Similar Profiles
Patrice CreightonPatrice Creighton
CLIENT ACQUISITION MANAGER at GUARDIAN LIFE OF THE CARIBBEAN LIMITEDCLIENT ACQUISITION MANAGER at GUARDIAN LIFE OF THE CARIBBEAN LIMITED
Jeffanie DemontagnacJeffanie Demontagnac
Library Student Assistant at Caribbean Maritime UniversityLibrary Student Assistant at Caribbean Maritime University
Jameela GeddesJameela Geddes
Assistant Lecturer at Caribbean Maritime UniversityAssistant Lecturer at Caribbean Maritime University